Welcome to Tradewinds.

Tradewinds Capital Management, LLC is a SEC (Securities & Exchange Commission) Independent Registered Investment Advisory (RIA) firm. The principals of Tradewinds Capital Management left the commission based brokerage world behind – along with certain conflicts of interest – to better serve clients' interests without the pressure to compromise the integrity of their advice or the interests of their clients.

Tradewinds Capital Management utilizes the technology and expertise of Schwab Institutional, a division of Charles Schwab & Co., Inc., member SIPC, to help us maintain our independence while assuring that clients' assets are held by a financially strong and secure company.

Tradewinds Capital Management receives no commission revenue from any of the investment products we recommend to our clients. Although Schwab Institutional provides access to certain technologies useful to Tradewinds Capital Management, Schwab does not compensate Tradewinds Capital Management or its advisers for any specific placement of investment products.

Our relationship with our clients is built on a foundation of trust. Since we receive no revenue outside of this relationship with our clients, our clients' success is our success.